GOVERNANCE & COMPLIANCE SERVICES
Reviews & Health Checks
Coburn’s Review services provide rapid diagnostic insight and comprehensive regulatory assurance for financial institutions. From quick Health Checks to deep Maturity Assessments, we evaluate governance, controls and compliance against FCA rulebooks and also assess the efficiency of associated processes. Leveraging a proprietary diagnostic hub of templates and experience-based tools, we deliver rigorous gap analysis, actionable remediation roadmaps and sustainable regulatory readiness. Specific diagnostics include Compliance Framework Reviews, Operations Maturity Assessments, Client Life-cycle Efficiency Reviews and Training Needs Assessments.
Diagnostics Hub
Regulatory Intervention & S166
Regulatory Intervention & S166
Coburn understands the challenges during each step of a Section 166 review & remediation in the UK and similar reviews in other jurisdictions. We support our clients with an experienced team of highly skilled individuals who understand the regulator’s requirements. Our team delivers accurate, swift and incisive analysis of issues and our substantial Operational Support Team provides a flexible and cost-effective solution for framework, policy & procedure and customer file and document-level review and remediation.
Knowing what to expect from a s166 and preparing for the journey ahead can be a deciding factor in making the process less arduous and ensuring the best outcome
Business-Wide Risk Assessment
Business-Wide Risk Assessment
Regulatory Intervention & S166
Coburn’s EWRA/BWRA services provide comprehensive enterprise and business-wide risk assessments aligned to the expectations of the FCA, Central Bank of Ireland and other regulators. Supporting both regulatory applications and investigations, we identify, assess and document business risks. Leveraging a robust diagnostic hub of templates and experience-led tools, and Lysis Advisory expertise, we deliver structured methodologies, clear risk models and regulator-ready documentation, enhancing governance, evidencing controls and ensuring firms meet evolving regulatory scrutiny with confidence and consistency.
Operations Services
Business-Wide Risk Assessment
Operations Services
Coburn's consulting & advisory services are supported by extensive Operations services from Lysis Operations
AI Consulting
Business-Wide Risk Assessment
Operations Services
A key driver behind the way Coburn Compliance operates is to bring the most up-to-date methods to the way we work and the way we support our customers to work.
STRAETGY - we help our customers assess & determine the most appropriate AI strategy, building on our experience across the industry.
ROADMAP - we support our customers to define a development, testing and adoption roadmap with a strong emphasis on step-changes that are both controlled, accepted and proven.
DEPLPOYMENT - we work with our customers to deploy effective AI solutions inside governance and alongside human operators.
see our AI Consulting Services